Hapax Legomenon - Significance

Significance

Hapax legomena in ancient texts are difficult to decipher, since it is easier to infer meaning from multiple contexts than from just one. For example, many of the remaining undeciphered Mayan glyphs are hapax legomena, and Biblical (particularly Hebrew) hapax legomena pose sometimes difficult issues in translation. Hapax legomena also pose challenges in natural language processing.

Some scholars consider Hapax legomena useful in determining the authorship of written works. For example, each of Shakespeare's plays contains a roughly similar percentage of hapax legomena not found elsewhere in his work.

P.N. Harrison, in The Problem of the Pastoral Epistles (1921) made hapax legomena popular among Bible scholars, when he argued that there are considerably more of them in the three Pastoral Epistles than in other Pauline Epistles. He argued that the number of hapax legomena in a putative author's corpus indicates his or her vocabulary and is characteristic of the author as an individual.

Harrison's theory has faded in significance due to a number of problems raised by other scholars. For example, in 1896, W.P. Workman found the following numbers of hapax legomena in each Pauline Epistle: Rom. 113, I Cor. 110, II Cor. 99, Gal. 34, Eph. 43 Phil. 41, Col. 38, I Thess. 23, II Thess. 11, Philem. 5, I Tim. 82, II Tim. 53, Titus 33. At first glance, the last three totals (for the Pastoral Epistles) are not out of line with the others. To take account of the varying length of the epistles, Workman also calculated the average number of hapax legomena per page of the Greek text, which ranged from 3.6 to 13, as summarized in the diagram on the right. Although the Pastoral Epistles have more hapax legomena per page, Workman found the differences to be moderate in comparison to the variation among other Epistles. This was reinforced when Workman looked at several plays by Shakespeare, which showed similar variations (from 3.4 to 10.4 per page of Irving's one-volume edition), as summarized in the second diagram on the right.

Apart from author identity, there are several other factors which can explain the number of hapax legomena in a work:

  • text length: this directly affects the expected number and percentage of hapax legomena; the brevity of the Pastoral Epistles also makes any statistical analysis problematic.
  • text topic: if the author writes on different subjects, of course many subject-specific words will occur only in limited contexts.
  • text audience: if the author is writing to a peer rather than a student, or their spouse rather than their employer, again quite different vocabulary will appear.
  • time: over the course of years, both the language and an author's knowledge and use of language will change.

In the particular case of the Pastoral Epistles, all of these variables are quite different from those in the rest of the Pauline corpus, and hapax legomena are no longer widely accepted as strong indicators of authorship (although the authorship of the Pastorals is subject to debate on other grounds).

There are also subjective questions over whether two forms amount to "the same word": dog vs dogs, clue vs clueless, sign vs signature; many other gray cases also arise. The Jewish Encyclopedia points out that, although there are 1,500 hapaxes in the Hebrew Bible, only about 400 are not obviously related to other attested word forms.

It would not be especially difficult for a forger to construct a work with any percentage of hapax legomena desired. However, it seems unlikely that forgers much before the 20th century would have conceived such a ploy, much less thought it worth the effort.

A final difficulty with the use of hapax legomena for authorship determination is that there is considerable variation among works known to be by a single author, and disparate authors often show similar values. In other words, hapax legomena is not a reliable indicator. Authorship studies now usually use a wide range of measures to look for patterns rather than rely upon single measurements.

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