United States Securities And Exchange Commission
The U.S. Securities and Exchange Commission (SEC) is a federal agency. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States.
In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes. The SEC was created by Section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the 1934 Act).
Read more about United States Securities And Exchange Commission: Overview, History, Regulatory Action in The Credit Crunch, Regulatory Failures, Relationship To Other Agencies, Related Legislation, See Also
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—Rutherford Birchard Hayes (1822–1893)
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—Gerald R. Ford (b. 1913)
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—Gustave Flaubert (1821–1880)
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—Samuel Butler (1835–1902)