United Nations Security Council Resolution 1540 - Content

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Resolution 1540 was adopted under Chapter VII of the United Nations Charter, which was covers "threats to the peace, breaches of the peace, and acts of aggression." The resolution itself states in its opening paragraph: “proliferation of nuclear, chemical and biological weapons, as well as their means of delivery, constitutes a threat to international peace and security”. Even though the Security Council had already recognized the proliferation of WMD as a threat to international peace and security in the UNSC Presidential Statement on January 31, 1992, it took the Council until 2004 to adopt such a decisive resolution.

1540 is only the second resolution to invoke Chapter VII without relating the fact to a specific time and place, the first being United Nations Security Council Resolution 1373, which was voted in the aftermath of the September 11 attacks as an attempt to counter international terrorism. The possibility of terrorists accessing WMD was already considered in Resolution 1373 paragraph 3a and 4, and UNSCR 1540 emerged from those two paragraphs.

The three main obligations created by the resolution are:

  1. To “refrain from providing any form of support to non-State actors that attempt to develop, acquire, manufacture, possess, transport, transfer or use nuclear, chemical or biological weapons and their means of delivery.” (Article 1)
  2. To “adopt and enforce appropriate effective laws which prohibit any non-State actor to manufacture, acquire, possess, develop, transport, transfer or use nuclear, chemical or biological weapons and their means of delivery”. (Article 2)
  3. To “take and enforce effective measures to establish domestic controls to prevent the proliferation of nuclear, chemical, or biological weapons and their means of delivery”. (Article 3)

The resolution also emphasises the continuing importance of non-proliferation and disarmament agreements, and provides for the creation of a committee (the 1540 Committee) to oversee the implementation of the resolution. States are called upon to provide reports to the 1540 Committee on their current situation and future plans vis-à-vis the obligations laid out in the resolution within six months of the adoption of the resolution, though in reality many states took much longer.

The 1540 Committee was deliberately created without the power to impose sanctions. While the resolution is, in theory, obligatory for all members of the UN, it was decided that the implementation process should be based on collaboration and participation rather than enforcement. To further these ends, one of the main functions of the Committee has been as a "clearing house" of offers and requests for assistance in fulfilling obligations created by the resolution.

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