Photoemission Spectroscopy - Physical Principle

Physical Principle

The physics behind the PES technique is an application of the photoelectric effect. The sample is exposed to a beam of UV or XUV light inducing photoelectric ionization. The energies of the emitted photoelectrons are characteristic of their original electronic states, and depend also on vibrational state and rotational level. For solids, photoelectrons can escape only from a depth on the order of nanometers, so that it is the surface layer which is analyzed.

Because of the high frequency of the light, and the substantial charge and energy of emitted electrons, photoemission is one of the most sensitive and accurate techniques for measuring the energies and shapes of electronic states and molecular and atomic orbitals. Photoemission is also among the most sensitive methods of detecting substances in trace concentrations, provided the sample is compatible with ultra-high vacuum and the analyte can be distinguished from background.

Typical PES (UPS) instruments use helium gas sources of UV light, with photon energy up to 52 eV (corresponding to wavelength 23.7 nm). The photoelectrons that actually escaped into the vacuum are collected, energy resolved, slightly retarded and counted, which results in a spectrum of electron intensity as a function of the measured kinetic energy. Because binding energy values are more readily applied and understood, the kinetic energy values, which are source dependent, are converted into binding energy values, which are source independent. This is achieved by applying Einstein's relation . The term of this equation is due to the energy (frequency) of the UV light that bombards the sample. Photoemission spectra are also measured using synchrotron radiation sources.

The binding energies of the measured electrons are characteristic of the chemical structure and molecular bonding of the material. By adding a source monochromator and increasing the energy resolution of the electron analyzer, peaks appear with full width at half maximum (FWHM) less than 5–8 meV.