Gunboat Diplomacy - Origin of The Term

Origin of The Term

The term comes from the period of colonial imperialism, where the European powers would intimidate other states into granting trade or other concessions (unequal treaties) through a demonstration of their superior military power. A country negotiating with a European power would notice that a warship or fleet of ships had appeared off its coast. The mere sight of such power almost always had a considerable effect, and it was rarely necessary for such boats to use other measures, such as demonstrations of cannon fire.

A notable and controversial example of gunboat diplomacy was the Don Pacifico Incident in 1850, in which the British Foreign Secretary Lord Palmerston dispatched a squadron of the Royal Navy to blockade the Greek port of Piraeus in retaliation for the harming of a British subject, David Pacifico, in Athens, and the subsequent failure of the government of King Otto to compensate the Gibraltar-born (and therefore British) Pacifico.

The effectiveness of such simple demonstrations of a nation's projection of force capabilities meant that those nations with naval power, especially Britain, could establish military bases (for example, Diego Garcia) and arrange economically advantageous relationships around the world. Aside from military conquest, gunboat diplomacy was the dominant way to establish new trade partners, colonial outposts and expansion of empire.

Those lacking the resources and technological advancements of European empires found that their own peaceable relationships were readily dismantled in the face of such pressures, and they therefore came to depend on the imperialist nations for access to raw materials and overseas markets.

The British diplomat and naval thinker James Cable spelled out the nature of gunboat diplomacy in a series of works published between 1971 and 1994. In these, he defined the phenomenon as "the use or threat of limited naval force, otherwise than as an act of war, in order to secure advantage or to avert loss, either in the furtherance of an international dispute or else against foreign nationals within the territory or the jurisdiction of their own state." He further broke down the concept into four key areas:

  • Definitive Force: the use of gunboat diplomacy to create or remove a fait accompli.
  • Purposeful Force: application of naval force to change the policy or character of the target government or group
  • Catalytic Force: a mechanism designed to buy a breathing space or present policy makers with an increased range of options
  • Expressive Force: use of navies to send a political message - interestingly this aspect of gunboat diplomacy is undervalued and almost dismissed by Cable.

Gunboat diplomacy comes in contrast to the views held prior to the 18th century influenced by Hugo Grotius, De Jure Belli ac Pacis, in which he circumscribed the right to resort to force with what he described as 'temperamenta'. — Gunboat diplomacy is distinct from "Defence Diplomacy", which is understood to be the peaceful application of resources from across the spectrum of defence, to achieve positive outcomes in the development of bilateral and multilateral relationships. "Military diplomacy" is a sub-set of this, tending to refer only to the role of military attachés and their associated activity. Defence diplomacy does not include military operations, but subsumes such other defence activity as international personnel exchanges, ship and aircraft visits, high level engagement (e.g. Ministers and senior defence personnel), training and exercises, security sector reform, bilateral military staff talks, etc.

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