Essence of Decision - The Organizational Process Model

The Organizational Process Model

Allison noted there were many facts that the rational model had to ignore, such as why the Soviets failed to camouflage the nuclear sites during construction, but did so only after U-2 flights pinpointed their locations.

He cited work by James G. March and Herbert A. Simon, which argue that existing governmental bureaucracy places limits on a nation's actions, and often dictates the final outcome. He then proposed the following "organizational process" model propositions:

  • When faced with a crisis, government leaders don't look at it as a whole, but break it down and assign it according to pre-established organizational lines.
  • Because of time and resource limitations, rather than evaluating all possible courses of action to see which one is most likely to work, leaders settle on the first proposal that adequately addresses the issue, which Simon termed "satisficing."
  • Leaders gravitate towards solutions that limit short-term uncertainty (emphasis on "short-term").
  • Organizations follow set "repertoires" and procedures when taking actions.
  • Because of the large resources and time required to fully plan and mobilize actions within a large organization (or government), leaders are effectively limited to pre-existing plans.

Under this theory, the crisis is explained thus:

  1. Because the Soviets never established nuclear missile bases outside of their country at the time, they assigned the tasks to established departments, which in turn followed their own set procedures. However, their procedures were not adapted to Cuban conditions, and as a result, mistakes were made that allowed the U.S. to quite easily learn of the program's existence. Such mistakes included such gaffes as supposedly undercover Soviet troops decorating their barracks with Red Army Stars viewable from above.
  2. Kennedy and his advisors never really considered any other options besides a blockade or air strikes, and initially, were almost unanimously in favor of the air strikes. However, such attacks created massive uncertainty because the U.S. Air Force couldn't guarantee it would disable all the nuclear missiles. Additionally, although Kennedy wanted a "surgical" air strike that would destroy the missiles without inflicting extensive damage, the existing Air Force plan required extensive bombing that would have created more collateral damage than Kennedy desired. Because the U.S. Navy already had considerable strength in the field, because there was a pre-existing plan in place for a blockade, and because Kennedy was able to communicate directly with the fleet's captains, members fell back on the blockade as the only safe option.
  3. The Soviets simply did not have a plan to follow if the U.S. took decisive action against their missiles. Khrushchev's communications indicated a high degree of desperation. Without any back-up plan, the Soviets had to withdraw.

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