Civil Disobedience - Theories

Theories

In seeking an active form of civil disobedience, one may choose to deliberately break certain laws, such as by forming a peaceful blockade or occupying a facility illegally, though sometimes violence has been known to occur. Protesters practice this non-violent form of civil disorder with the expectation that they will be arrested. Others also expect to be attacked or even beaten by the authorities. Protesters often undergo training in advance on how to react to arrest or to attack, so that they will do so in a manner that quietly or limply resists without threatening the authorities.

Mahatma Gandhi outlined several rules for civil resisters (or satyagrahi) in the time when he was leading India in the struggle for Independence from the British Empire. For instance, they were to express no anger, never retaliate, submit to the opponent's orders and assaults, submit to arrest by the authorities, surrender personal property when confiscated by the authorities but refuse to surrender property held in trust, refrain from swearing and insults (which are contrary to ahimsa), refrain from saluting the Union flag, and protect officials from insults and assaults even at the risk of the resister's own life.

Civil disobedience is usually defined as pertaining to a citizen's relation to the state and its laws, as distinguished from a constitutional impasse in which two public agencies, especially two equally sovereign branches of government, conflict. For instance, if the head of government of a country were to refuse to enforce a decision of that country's highest court, it would not be civil disobedience, since the head of government would be acting in her or his capacity as public official rather than private citizen.

Ronald Dworkin held that there are three types of civil disobedience:

  • "Integrity-based" civil disobedience occurs when a citizen disobeys a law she or he feels is immoral, as in the case of northerners disobeying the fugitive slave laws by refusing to turn over escaped slaves to authorities.
  • "Justice-based" civil disobedience occurs when a citizen disobeys laws in order to lay claim to some right denied to her or him, as when blacks illegally protested during the Civil Rights Movement.
  • "Policy-based" civil disobedience occurs when a person breaks the law in order to change a policy (s)he believes is dangerously wrong.

Some theories of civil disobedience hold that civil disobedience is only justified against governmental entities. Brownlee argues that disobedience in opposition to the decisions of non-governmental agencies such as trade unions, banks, and private universities can be justified if it reflects "a larger challenge to the legal system that permits those decisions to be taken". The same principle, she argues, applies to breaches of law in protest against international organizations and foreign governments.

It is usually recognized that lawbreaking, if it is not done publicly, at least must be publicly announced in order to constitute civil disobedience. But Stephen Eilmann argues that if it is necessary to disobey rules that conflict with morality, we might ask why disobedience should take the form of public civil disobedience rather than simply covert lawbreaking. If a lawyer wishes to help a client overcome legal obstacles to securing her or his natural rights, he might, for instance, find that assisting in fabricating evidence or committing perjury is more effective than open disobedience. This assumes that common morality does not have a prohibition on deceit in such situations. The Fully Informed Jury Association's publication "A Primer for Prospective Jurors" notes, "Think of the dilemma faced by German citizens when Hitler's secret police demanded to know if they were hiding a Jew in their house." By this definition, civil disobedience could be traced back to the Book of Exodus, where Shiphrah and Puah refused a direct order of Pharaoh but misrepresented how they did it. (Exodus 1: 15-19)

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