Competency Evaluation (law) - Competence To Proceed

Competence To Proceed

This standard is based on the Supreme Court decision Dusky v. United States 362 U.S. 402 (1960), in which the Court affirmed a defendant's right to have a competency evaluation before proceeding to trial. Competence to proceed was defined by the court as the defendant's ability to consult rationally with an attorney to aid in his own defense and to have a rational and factual understanding of the charges.

In this case, the defendant Dusky presented a petition of writ of certiorari to the Supreme Court requesting that his conviction be reversed on the grounds that he was not competent to stand trial at the time of the proceeding. The court decided to grant the writ, based on a lack of recent evidence that the petitioner was competent at the time of the trial. The case was remanded to the district court for a new hearing to evaluate Dusky's competence to stand trial, and for a new trial if he was found competent.

The case set the current standard for adjudicative competency in the United States. Although the statutes addressing competency vary from state to state in the United States, the two elements outlined in the Dusky v. United States decision are held in common. The defendant must understand the charges and have the ability to aid his attorney in his own defense.

Competency to stand trial is generally determined via a pretrial evaluation of the defendant's overall mental status and mental state at the time of the examination. This evaluation aims to provide sufficient information to allow a judge to rule on the competency of the defendant should a motion to that effect be made by either the prosecutor or defense attorney. A judge may also directly rule a defendant incompetent to stand trial without receiving a motion to that effect from counsel.

Who is deemed qualified to conduct a competency evaluation varies from state to state. Originally competency evaluations included a range of tests and assessments. Recently the tendency is to simplify the process by relying upon an interview and, optionally, a psychological evaluation. There are a number of standardized screening devices that also may be employed.

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