Capital Market Authority (Saudi Arabia) - Implementing Regulations

Implementing Regulations

Implementing Regulations are the rules, instructions, and procedures issued by the Authority for the implementation of the provisions of this Law.

The Authority works on the preparation of implementing rules after consulting experts from both Government Agencies and the Private Sector. The CMA’s board has issued the following Implementing Regulations:

  • Anti-Money Laundering and Counter-Terrorist Financing Rules
  • Merger and Acquisition Regulations
  • Investment Funds Regulations
  • Corporate Governance Regulations
  • Real Estate Investment Funds Regulations
  • Securities Business Regulations
  • Authorized Persons Regulations
  • Market Conduct Regulations
  • Offers of Securities Regulations
  • Listing Rules
  • Glossary of Defined Terms Used in the Regulations and Rules of the Capital Market Authority

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