World Group Securities - Registration

Registration

World Group Securities, Inc. is registered with the Financial Industry Regulatory Authority (FINRA) to sell securities through World Financial Group associates in all 50 states plus Washington, D.C. and Puerto Rico under the CRD number 114473. Its U.S. Securities and Exchange Commission (SEC) number is 8-53428.

Their registered types of business includes:

  1. Broker or dealer selling corporate debt securities (for example, bond)
  2. Broker or dealer retailing corporate equity securities over-the-counter
  3. Government securities broker
  4. Mutual fund retailer
  5. Municipal securities broker
  6. Non-exchange member arranging for transactions in listed securities by exchange member
  7. Broker or dealer selling variable life insurance or annuities

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