Products
World Group Securities, Inc. distributes a wide array of securities products. These products are:
- Variable products are variable annuities and variable life insurance contracts issued by insurance companies, some of which may be affiliated with WGS.
- Mutual funds are investment company securities, some of which may be affiliated with WGS.
- General securities are products which are cleared through the Company’s clearing firm. These products typically include corporate equity and debt securities traded on registered and over-the-counter (OTC) exchanges, U.S. government securities and municipal securities. These products may be held in cash or margin accounts. (Although certain mutual funds can also be purchased through the clearing firm, for purposes of these procedures such products will be considered to be mutual funds and not general securities.) A General Securities registration, or Series 7, is required in order to transact in “all” of the aforementioned products.
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