Solicitors Regulation Authority - Activities

Activities

The Law Society delegated regulatory powers to the SRA and charged it to exercise those functions independently and in the public interest. This was done following a report by Sir David Clementi of all legal services in England and Wales, which recommended that professional bodies holding both regulatory and representative responsibilities should separate those roles. (see Report of the Review of the Regulatory Framework for Legal Services in England and Wales).

Those functions include, but are not limited to: setting down minimum academic and behavioural standards for entry into the profession and ensuring continued compliance with these standards.; the issue of yearly Practising Certificates; the investigation of allegations of a failure to meet the set behavioural standards, and breaches of the Code of Conduct and other rules; intervention into a solicitor's firm in the public interest. From April 2013 the SRA will be responsible for overseeing compliance with the personal injury referral fee ban implemented as part of the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (LASPO) which incorporates the recommendations arising from Lord Justice Jackson’s review of civil costs.

The SRA is headed by Antony Townsend (Chief Executive), who reports to the SRA Board chaired by Charles Plant.

For the first time, from January 2013, the SRA will have a lay majority and becomes the last legal regulatory to do so. This makes it compliant with internal governance rules laid down by the Legal Services Board. From 1 January 2013, the board will comprise: Charles Plant (chairman), Graham Chisnall, Martin Coleman, Peter Duffy, Jane Furniss, Bill Galvin, Tom Keevil, Cindy Leslie, Moni Mannings, Paul Marsh, Sara Nathan, Malcolm Nicholson, Peter Phippen, Enid Rowlands and Professor Shamit Saggar.

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