Common Filing Types
| Form Name | Description |
|---|---|
| F-1 | Registration statement for certain foreign private issuers. |
| Form D | an exempt offering of securities under Regulation D |
| 3 | Initial statement of beneficial ownership (Insider transactions) |
| 4 | Statement of changes in beneficial ownership (Insider transactions) |
| 5 | Annual statement of changes in beneficial ownership (Insider transactions) |
| S-1 | General form of registration statement. |
| POS AM | Post-effective amendments to provide updated prospectus information. |
| 13D | Notification of a holding of more than 5% of any class of a company's shares by a single investor or group working together |
| 144 | Report of proposed sale of securities. |
| 20-F | Registration of securities of foreign private issuers pursuant to section 12(b) or (g). |
| ARS | Annual Report to Security Holders. |
| 6-K | Report of foreign issuer pursuant to Rules 13a-16 and 15d-16. |
| 10-Q | Quarterly report filed pursuant to sections 13 or 15(d). |
| 10-K | Annual report pursuant to section 13 and 15(d). |
| 8-K | Interim report which announces any material events or corporate changes that occur between 10-Q quarterly reports. |
| 11-K | An annual report of employee stock purchase, savings and similar plans. |
| DEF 14-A | Proxy Statement. Notification of shareholder votes, information about the Board of Directors, Board compensation, and Executive compensation. |
Other filings are required with respect to offerings by private companies.
Read more about this topic: SEC Filing
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