Responsibility For The Holocaust - Functionalism Versus Intentionalism

Functionalism Versus Intentionalism

Further information: Functionalism versus intentionalism, Historikerstreit

A major issue in contemporary Holocaust studies is the question of functionalism versus intentionalism. The terms were coined in a 1981 article by the British Marxist historian Timothy Mason to describe two schools of thought about the origins of the Holocaust.

Intentionalists hold that the Holocaust was the result of a long-term masterplan on the part of Hitler, and that he was the driving force behind it. Functionalists hold that Hitler was antisemitic, but that he did not have a masterplan for genocide. They see the Holocaust as coming from the ranks of the German bureaucracy, with little or no involvement on the part of Hitler.

Intentionalists such as Lucy Dawidowicz argue that the Holocaust was planned by Hitler from the very beginning of his political career, at least from November 11, 1918. Other intentionalists, such as Andreas Hillgruber, Karl Dietrich Bracher, Gerhard Weinberg, and Klaus Hildebrand, have suggested that Hitler had decided upon the Holocaust sometime in the early 1920s. More recent intentionalist historians like Eberhard Jäckel continue to emphasize the relative earliness of the decision to kill the Jews, although they are not willing to say that Hitler planned the Holocaust from the beginning. Saul Friedländer has argued that Hitler was an extreme antisemite from 1919 on, but that he did not decide upon genocide until the middle of 1941. Yet another group of intentionalist historians, such as the American Arno J. Mayer, argue that Hitler first ordered the Holocaust in December 1941.

Functionalists such as Hans Mommsen, Martin Broszat, Götz Aly, Raul Hilberg, and Christopher Browning hold that the Holocaust was started in 1941–1942 as a result of the failure of the Nazi deportation policy and the impending military losses in Russia. They argue that what some see as extermination fantasies outlined in Hitler's Mein Kampf and other Nazi literature were simply propaganda and did not constitute concrete plans. In Mein Kampf, Hitler repeatedly states his inexorable hatred of the Jewish people, but nowhere does he proclaim his intention to exterminate them.

They argue that, in the 1930s, Nazi policy aimed at making life so unpleasant for German Jews that they would leave Germany. Adolf Eichmann was in charge of facilitating Jewish emigration by whatever means possible from 1937 until October 3, 1941, when German Jews were forbidden to leave, Reinhard Heydrich issuing an order to that effect. Functionalists see the SS's support in the late 1930s for Zionist groups as the preferred solution to the "Jewish Question" as another sign that there was no masterplan for genocide. The SS only ceased their support for German Zionist groups in May 1939 when Joachim von Ribbentrop informed Hitler of it, and Hitler ordered Himmler to cease and desist, because the creation of Israel was not a goal Hitler thought worthy of German foreign policy.

In particular, functionalists have argued that, in German documents from 1939 to 1941, the term "Final Solution to the Jewish Question" was meant to be a "territorial solution"; that is, the entire Jewish population was to be expelled somewhere far from Germany. At first, the SS planned to create a gigantic Jewish reservation in the Lublin, Poland area, but the so-called "Lublin Plan" was vetoed by Hans Frank, the Governor-General of occupied Poland, who refused to allow the SS to ship any more Jews to the Lublin area after November 1939. The reason Frank vetoed the "Lublin Plan" was not due to any humane motives, but rather because he was opposed to the SS "dumping" Jews into the Government-General. In 1940, the SS and the German Foreign Office had the so-called "Madagascar Plan" to deport the entire Jewish population of Europe to a "reservation" on Madagascar. The "Madagascar Plan" was canceled because Germany could not defeat the UK and until the British blockade was broken, the "Madagascar Plan" could not be put into effect. Finally, functionalist historians have made much of a memorandum written by Himmler in May 1940 explicitly rejecting extermination of the entire Jewish people as "un-German" and going on to recommend to Hitler the "Madagascar Plan" as the preferred "territorial solution" to the "Jewish Question". Not until July 1941 did the term "Final Solution to the Jewish Question" come to mean extermination.

Recently, a synthesis of the two schools has emerged that has been championed by diverse historians such as the Canadian historian Michael Marrus, the Israeli historian Yehuda Bauer, and the British historian Ian Kershaw that contends that Hitler was the driving force behind the Holocaust, but that he did not have a long-term plan and that much of the initiative for the Holocaust came from below in an effort to meet Hitler's perceived wishes.

Another controversy was started by the historian Daniel Goldhagen in 1997, who argues that ordinary Germans were knowing and willing participants in the Holocaust, which he writes had its roots in a deep eliminationist German antisemitism. Historians who disagree with Goldhagen's thesis argue that, while antisemitism undeniably existed in Germany, Goldhagen's idea of a uniquely German "eliminationist" version is untenable, and that the extermination was unknown to many and had to be enforced by the Nazi apparatus.

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