The Dubai Financial Services Authority
NASDAQ Dubai is regulated by the Dubai Financial Services Authority (DFSA). The DFSA provides a regulatory environment of international standards. This structure falls into a number of different categories:
- Rules which regulate the process which companies must follow if they wish to have their securities admitted to trading on the market operated by NASDAQ Dubai. See Issuers and Securities Rules
- Rules which regulate the obligations of companies after their securities have been admitted to trading (e.g., continuous disclosure rules) – also covered by the Issuers and Securities Rules
- Rules which regulate the process which an entity must follow in order to become a Member of NASDAQ Dubai – NASDAQ Dubai Business Rules.
- Rules which regulate the behavior of Members on the market operated by NASDAQ Dubai and the obligations which Members owe to their clients – also covered by the Business Rules.
- Rules which regulate Clearing and Settlement procedures are covered by the NASDAQ Dubai Business Rules.
Read more about this topic: NASDAQ Dubai
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