Doktor Faustus - Plot

Plot

The origins of the narrator and the hero in the (fictitious) small town of Kaisersaschern on the (Thuringian) Saale, the name of Zeitblom's apothecary father (Wohlgemut, 'welltempered'), and the description of Adrian Leverkühn as an old-fashioned German type, with a cast of features 'from a time before the Thirty Years War', evoke the old post-medieval Germany: in their respective Catholic and Lutheran origins, and theological studies, they are heirs to the German Renaissance and the world of Dürer and Bach, but sympathetic to, and admired by, the 'keen-scented receptivity of Jewish circles.'

They are awakened to musical knowledge by Wendell Kretzschmar, a German American lecturer and musicologist who visits Kaisersaschern. After schooling together, both boys study at Halle - Adrian studies theology; Zeitblom does not, but participates in discussions with the theological students - but Adrian becomes absorbed in musical harmony, counterpoint and polyphony as a key to metaphysics and mystic numbers, and follows Kretzschmar to Leipzig to study with him.

Zeitblom describes 'with a religious shudder' Adrian's embrace with the woman ('Esmeralda') who gave him syphilis, how he worked her name in note-ciphers into his compositions, and how the medics who sought to heal him were all prevented from effecting a cure by mysterious circumstances. Zeitblom begins to perceive the demonic, as Adrian develops other friendships, first with the translator Rüdiger Schildknapp ('Shield-bearer') (a loyal friend), and then after his move to Munich with the handsome young violinist Rudi Schwerdtfeger ('Sword-polisher', i.e. swordsmith), Frau Rodde and her doomed daughters Clarissa and Ines, Dr. Kranich ('crane') the numismatist, Leo Zink and Baptist Spengler (two artists).

Zeitblom insists, however, on the unique closeness of his own relationship to Adrian, who addresses only him as 'du' (rather than the more formal 'Sie'). Adrian also meets the Schweigestill ('silence-peace') family at Pfeiffering, in the country an hour from Munich, which later becomes his permanent home and retreat.

He lives at Palestrina in Italy with Schildknapp (as in reality Thomas Mann did 15 years earlier, with his brother Heinrich) in 1912, and Zeitblom visits them there. And it is there that Adrian, working on music for Shakespeare's Love's Labour's Lost, has his long dialogue with a Mephistopheles figure who appears either objectively or out of his own afflicted soul. These are the central pages of the novel, corresponding also to its central part.

Zeitblom transcribes Adrian's manuscript of the conversation, in which the demon claims Esmeralda as the instrument of his entrapment of Adrian's vainglory, ingenium and memoriam, and offers him twenty-four years of time gifted with genius (geniale Zeit), a time of incubation (hochtragende Zeit) from the date of his sexual embrace, if he will now renounce the warmth of love. This dialogue reveals the anatomy of Leverkühn's thought.

Adrian then moves permanently to Pfeiffering, and in conversations with Zeitblom reveals a darker view of life than his. Figures of a demonic type appear, such as Dr. Chaim Breisacher, 'a racial and intellectual type of reckless development and fascinating ugliness,' to cast down the idols of the older generation.

In 1915 Ines Rodde marries, but forms an adulterous love for Rudi Schwerdtfeger. Adrian begins to experience illnesses of retching, headaches and migraines, but is producing new and finer music, preparing the way for his great work Apocalypsis cum figuris. Schwerdtfeger woos himself into Adrian's solitude, asking for a violin concerto that would be like the offspring of their platonic union.

By August 1919 Adrian has completed the sketch of Apocalypse. There is also a new circle of intellectual friends, including Sextus Kridwiß ('kreideweiß = chalk-white') the art-expert, Chaim Breisacher, Dr. Egon Unruhe ('Unrest') the palaeozoologist, Georg Vogler ('fowler') (literary historian), Dr. Holzschuher ('Clogs') (a Dürer scholar), and the saturnine poet Daniel zur Höhe ('to height'). In their 'torturingly clever' discussions they declare the need for the renunciation of bourgeois softness and a preparation for an age of pre-medieval harshness. Adrian writes to Zeitblom that collectivism is the true antithesis of Bourgeois culture: Zeitblom observes that aestheticism is the herald of barbarism.

Apocalypse is performed in Frankfurt in 1926 under Otto Klemperer with Erbe (an allusion to Karl Erb, the famous Evangelist of Bach's St Matthew Passion) as the St John narrator. (As a music reviewer Thomas Mann had been witness to Erb's oratorio debuts in around 1916.) Zeitblom describes the work as filled with longing without hope, with hellish laughter transposed and transfigured even into the searing tones of spheres and angels.

Adrian attempts to obtain a wife by employing Rudi (who gets his concerto) as the messenger of his love, but she prefers Rudi himself, and not Adrian. Soon afterwards Rudi is shot dead in a tram by Ines, because of jealousy. As Adrian begins to plan the second oratorio The Lamentation of Doctor Faustus, in 1928, his sister's child Nepomuk is sent to live with him. This beautiful boy, who calls himself 'Echo', is beloved by all.

As the work of gigantic dimensions develops in Adrian's mind, the child falls ill and dies, and Adrian, despairing, believes that by gazing at him with love (contrary to his contract) he has killed him with poisonous and hellish influences.

The score of the Lamentation is completed in 1930, Adrian summons his friends and guests, and instead of playing the music he relates the story of his infernal contract, and descends into the brain disease which lasts until his death ten years later.

Zeitblom visits him occasionally, and survives to witness the collapse of Germany's 'dissolute triumphs' as he tells the story of his friend.

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