Convective Available Potential Energy - Mechanics

Mechanics

CAPE exists within the conditionally unstable layer of the troposphere, the free convective layer (FCL), where an ascending air parcel is warmer than the ambient air. CAPE is measured in joules per kilogram of air (J/kg). Any value greater than 0 J/kg indicates instability and the possibility of thunderstorms. Generic CAPE is calculated by integrating vertically the local buoyancy of a parcel from the level of free convection (LFC) to the equilibrium level (EL):

Where and are, respectively, the heights of the levels of free convection and equilibrium (neutral buoyancy), is the virtual temperature of the specific parcel, is the virtual temperature of the environment, and is the acceleration due to gravity. CAPE for a given region is most often calculated from a thermodynamic or sounding diagram (e.g., a Skew-T log-P diagram) using air temperature and dew point data usually measured by a weather balloon.

CAPE is effectively positive buoyancy, expressed B+ or simply B; the opposite of convective inhibition (CIN), which is expressed as B-, and can be thought of as "negative CAPE". As with CIN, CAPE is usually expressed in J/kg but may also be expressed as m2/s2, as the values are equivalent. In fact, CAPE is sometimes referred to as positive buoyant energy (PBE). This type of CAPE is the maximum energy available to an ascending parcel and to moist convection. When a layer of CIN is present, the layer must be eroded by surface heating or mechanical lifting, so that convective boundary layer parcels may reach their level of free convection (LFC).

On a sounding diagram, CAPE is the positive area above the LFC, the area between the parcel's virtual temperature line and the environmental virtual temperature line where the ascending parcel is warmer than the environment. Neglecting the virtual temperature correction may result in substantial relative errors in the calculated value of CAPE for small CAPE values. CAPE may also exist below the LFC, but if a layer of CIN (subsidence) is present, it is unavailable to deep, moist convection until CIN is exhausted. When there is mechanical lift to saturation, cloud base begins at the lifted condensation level (LCL); absent forcing, cloud base begins at the convective condensation level (CCL) where heating from below causes spontaneous buoyant lifting to the point of condensation when the convective temperature is reached. When CIN is absent or is overcome, saturated parcels at the LCL or CCL, which had been small cumulus clouds, will rise to the LFC, and then spontaneously rise until hitting the stable layer of the equilibrium level. The result is deep, moist convection (DMC), or simply, a thunderstorm.

When a parcel is unstable, it will continue to move vertically, in either direction, dependent on whether it receives upward or downward forcing, until it reaches a stable layer (though momentum, gravity, and other forcing may cause the parcel to continue). There are multiple types of CAPE, downdraft CAPE (DCAPE), estimates the potential strength of rain and evaporatively cooled downdrafts. Other types of CAPE may depend on the depth being considered. Other examples are surface based CAPE (SBCAPE), mixed layer or mean layer CAPE (MLCAPE), most unstable or maximum usable CAPE (MUCAPE), and normalized CAPE (NCAPE).

Fluid elements displaced upwards or downwards in such an atmosphere expand or compress adiabatically in order to remain in pressure equilibrium with their surroundings, and in this manner become less or more dense.

If the adiabatic decrease or increase in density is less than the decrease or increase in the density of the ambient (not moved) medium, then the displaced fluid element will be subject to downwards or upwards pressure, which will function to restore it to its original position. Hence, there will be a counteracting force to the initial displacement. Such a condition is referred to as convective stability.

On the other hand, if adiabatic decrease or increase in density is greater than in the ambient fluid, the upwards or downwards displacement will be met with an additional force in the same direction exerted by the ambient fluid. In these circumstances, small deviations from the initial state will become amplified. This condition is referred to as convective instability.

Convective instability is also termed static instability, because the instability does not depend on the existing motion of the air; this contrasts with dynamic instability where instability is dependent on the motion of air and its associated effects such as dynamic lifting.