CIIA Code of Professional Ethics
A. Fundamental Principles
- Honesty, Integrity, and Fairness
- Reasonable Care and Diligence
- Interests of Clients First
- Independence and Objectivity
- Professional Competence
- Required Knowledge and Compliance
B. Specific Key Principles
- Reasonable Basis and Fair Representation
- Suitability
- Prohibition Against Misrepresentation
- Prevention and Disclosure of Conflicts of Interest
- Compensation
- Fair Dealing with Clients
- Prohibition Against Use of Material, Non-Public Information
- Proper Use of Professional Qualifications
- Preservation of Client Confidentiality
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